SEC And AI: Commission Schedules Roundtable On Super Intelligence

The Securities and Exchange Commission will be hosting a roundtable on November 9th to discuss “super intelligence,” as President Trump has renamed artificial intelligence (AI). The gathering will discuss “machine‑understandable data and super intelligence (SI). The program will feature panel discussions exploring how market participants use SI and machine‑understandable data, the associated risks and costs, and ways the SEC can further support and enhance the use of these technologies.”

Financial services is one of the biggest users of SI, as once-unattainable technology is now widely used by the masses, and agentic trading is already occurring.

Two panels are scheduled: one on how the market currently uses AI and the other on the risks and costs of using the technology and what the Commission should consider to facilitate its use.

Joshua White, Chief Economist and Director of the Division of Economic and Risk Analysis, said participant feedback will help the SEC better facilitate its use.

The roundtable will be open to the public and held at the SEC’s headquarters at 100 F Street, N.E., Washington, D.C., from 9 a.m. to 3:30 p.m. EST. The SEC will also livestream it on its website.

The agenda is shared below.

TIME	EVENT
8:00 – 9:00 AM	Check-In
9:00 – 9:15 AM	Opening Remarks Commissioner Mark Uyeda (recording) and Dr. Joshua White, Division of Economic Risk Analysis Director and Chief Economist
9:15 – 9:45 AM	Data Sets and Usage Presentation Bob Luby, Accountant, Office of Data Standards and Innovation, SEC
9:45 – 11:45 AM	Panel 1: How Does the Market Use Super Intelligence (SI) and Machine-Understandable Data? Moderator: Julie Marlowe, Assistant Director, Office of Data Standards and Innovation, SEC Panelists: Kris Bennatti, CEO, Hudson Labs Dan Bennett, CTO, Enterprise Data, S&P Ariel Markelevich, Professor and Chair, Accounting and Business Law, Suffolk University Raghu Murali, Executive Director, Consumer and Community Banking, JPMorgan Chase Jennifer Neglia, Partner, PwC Erik Roth, Global Head of Applied Innovation, BlackRock Danny West, Deputy General Counsel and Senior Vice President, Two Sigma
11:45 AM – 1:00 PM	Break
1:00 – 3:15 PM	Panel 2: a) What risks and costs related to SI and machine-understandable data should the SEC consider? b) How could the SEC better facilitate SI and machine-understandable data? Moderator: Valerie Szczepanik, Chief Super Intelligence Officer, SEC Panelists: Hilary Allen, Professor of Law, Washington College of Law, American University Aaron Anderson, Chief Accounting Officer, Meta Rajat Gupta, Customer Engineering Manager, Google Christina Ho, Co-Founder, Oath Verified, Inc./Chief Assurance Officer, Oath CPAs PLLC Anna Kwok, VP of Structured Data Initiatives, Workiva Evan LeFlore, Director of AI, Innovation, and Economic Opportunity, Better Markets Alex Rapp, Co-Founder, Calcbench
3:15 – 3:30 PM	Closing Remarks Chairman Paul Atkins
3:30 PM	Adjourn

Reg A – Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 – Oct 19, 2026 vs Jan 1, 2025 – Oct 19, 2025

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Number of Filings129Prior 123 +4.9%

Target Raise, Total$3.37BPrior $3.45B -2.2%

Source: DisclosureQuest. Initial Form 1-A only.

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This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.