ETF Prime: SEC’s Brian Daly on the Path for Novel ETFs
Novel ETFs are headed toward a clearer review process, according to Brian Daly, who directs the Division of Investment Management at the Securities and Exchange Commission (SEC). Key Takeaways: Daly says the SEC is reasonably close to a proposal for reviewing novel ETFs after industry feedback. About 85 comment letters stressed a predictable process, staff […]
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