Iovance: The Worst May Be Behind This TIL Pioneer (Upgrading To Buy)

FINRA has censured and fined Cowen and Company $80,000 for violating securities rules related to a 2022 partial tender offer, according to a Letter of Acceptance, Waiver, and Consent (AWC) released by the regulator. Cowen, once an independent broker-dealer, was merged into TD Securities (USA) LLC in December 2024 and subsequently withdrew its FINRA registration…

Fund flows from UK retail investors were positive during August for the tenth consecutive month, but some sectors have seen outflows. Latest data from the Investment Association (IA), an industry body representing the UK’s fund managers, shows UK-based investment funds registered £894 million in net sales to retail investors during August, in marked contrast from…

Innovative businesses are finding opportunities in financial services and insurance amid the global uncertainty in markets. Credit: via Shutterstock. Digital tools have made it easier for consumers to manage money and make payments. For the institutions that supply them, and the investors who back those institutions, the picture is messier. Spending on artificial intelligence (AI)…

Financials Got Hit On Higher Rates, I'm Buying These Four Names

India’s midcap stocks outperformed the Nifty 50 over six months, with 10 stocks gaining 50%-105%, alongside notable FII and mutual fund holdings.

Non-QM Underwriting, Settlement, QC, AI Processing Tools; Equity Products; Investor Updates “My wife says I only have 2 faults. I don’t listen, and something else…” Communication matters. How many LOs wear a pin out in public that says, “Business is great!” so strangers will ask them what business they’re in? Probably not many,…